Joseph Caldera
Joseph Caldera is a CFP-designated registered investment advisor at LPL Financial LLC, based in Las Vegas, NV, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5771 S Fort Apache Rd # 130, Las Vegas, NV, 89148
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph owns Caldera Props, LLC, a real estate rental business, and spends minimal time on it. He also has several investment-related businesses, including Joseph A Caldera, Inc. and Caldera Wealth Management, dedicating a significant amount of time to these ventures, including full-time hours to Caldera Wealth.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Tricor Financial, LLCBroker
Invest Financial Corporation
Invest Financial CorporationBroker
A. G. Edwards & Sons, INC.Broker
Quick & Reilly, INC.Broker
State Registrations25 states
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