Joseph Betten
Joseph Betten is a registered investment advisor at LPL Financial LLC, based in Warrendale, PA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
300 Warrendale Village Drive, Warrendale, PA, 15086
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph operates iFinancial Services Group as a DBA for his LPL business and runs an insurance agency under the same name. He also owns rental real estate and a business entity for tax/investment purposes, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Citizens Securities, INC.
Citizens Securities, INC.Broker
PNC InvestmentsBroker
Natcity Investments, INC.Broker
Cco Investment Services CORP.Broker
Transamerica Capital, INC.Broker
Intersecurities, INC.Broker
PNC Brokerage CORPBroker
Dreyfus Financial Services CorporationBroker
Dreyfus Investment Services CorporationBroker
Waddell & Reed, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.