John Broadwater
John Broadwater is a CFP-designated registered investment advisor at The Arkansas Financial Group, INC., based in Little Rock, AR, with 27 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 367 clients with $970M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.90% |
| $250K - $500K | 0.78% |
| $500K - $1.0M | 0.56% |
| $1.0M - $2.5M | 0.40% |
| $2.5M - $5.0M | 0.30% |
| $5M+ | 0.25% |
Fees are negotiable at the firm's discretion based on factors such as account size, portfolio composition, and scope of services. A minimum annual fee of $1,200 applies.
Fee Estimator
Location
1001 N. University Ave., Suite 200, Little Rock, AR, 72207-6366
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
The Arkansas Financial Group, INC.
Previous Registrations
Physician Advisory Resources,llc
First Busey Securities, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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