Charles Freeman
Charles Freeman is a CFA-designated registered investment advisor at Adaptfirst Investments LLC, based in Kernersville, NC, with 23 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 572 clients with $83M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $2.0M | 1.00% |
| $2M+ | 0.75% |
Fees are generally negotiable.
Fee Estimator
Location
Kernersville, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is involved in several outside business activities, including insurance sales (life, disability, long-term care) requiring minimal time, and is the president of the Society for Financial Service Professionals, dedicating minimal time. He also plays bass, co-owns a throwing range and bar, and works as a tax preparer, dedicating about 10-20% of his time to each.
Employment History
Current Registrations
Adaptfirst Investments LLC
Previous Registrations
Intercarolina Financial Services, INC.Broker
The Leaders Group, INC.Broker
Holderness Investments CO
AXA Advisors, LLC
AXA Advisors, LLCBroker
Sonic Technologies LLCBroker
Heartland Securities CORP.Broker
Datek Online Brokerage Services CORP.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.