Catherine Harstick
Catherine Harstick is a CFP-designated registered investment advisor at VALIC Financial Advisors, INC., based in Carmel, IN, with 23 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 293,993 clients with $26B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Financial planning fees depend on the complexity of your situation, the number of topics covered, the time needed to complete the plan, your net worth, and your location.
- Consulting services are offered on a per-project basis, not exceeding $7,500 annually.
- The total combined fee for a financial plan and consulting services will not exceed $10,000 annually.
Location
630 West Carmel Drive, Suite 140, Carmel, IN, 46032
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2004Other Business ActivitiesSells Insurance
Catherine works as an agent for AGIA selling non-securities insurance products. This activity takes a few hours per week and is not investment-related.
Employment History
Current Registrations
VALIC Financial Advisors, INC.Broker
VALIC Financial Advisors, INC.
Previous Registrations
Compass Retirement Group LLC
Missionsquare Investment ServicesBroker
Missionsquare Retirement
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Tiaa-Cref Individual & Institutional Services, LLCBroker
Tiaa-Cref Advice and Planning Services
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
The Huntington Investment CompanyBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
UBS Painewebber INC.Broker
First Union Brokerage Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.