Karl Stuppnig
Karl Stuppnig is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Charlotte, NC, with 28 years of industry experience. Karl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
11121 Carmel Commons Boulevard, Suite 410, Charlotte, NC, 28226
Get directionsHistory
Regulatory History (1)
Criminal
February 1985Other Business ActivitiesSells Insurance
Karl is an independent insurance agent since 1996, selling disability, life, accident, health, and long-term care insurance, dedicating minimal time. He also sells dental and group disability income & life/accident/health insurance since 2011, also dedicating minimal time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.