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Richard Rossomando

28 Years of Experience
Sandwich, MA
Broker

Richard Rossomando is a registered investment advisor at Cetera Investment Advisers LLC, based in Sandwich, MA, with 28 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

28 Route 6A, Sandwich, MA, 02563

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard owns Rossomando Wealth Management, a financial services business, dedicating full-time hours to it. He also coaches soccer at Massachusetts Maritime Academy for a few hours per week.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
Cetera Advisors LLC
December 2021 - March 2024 · 2 yrs 3 mos
LPL Financial LLC
April 2017 - January 2022 · 4 yrs 9 mos
LPL Financial LLCBroker
April 2017 - January 2022 · 4 yrs 9 mos
Morgan StanleyBroker
June 2009 - April 2017 · 7 yrs 10 mos
Morgan Stanley & CO. IncorporatedBroker
March 2008 - June 2009 · 1 yr 3 mos
UBS Financial Services INC.Broker
December 2002 - March 2008 · 5 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1998 - December 2002 · 4 yrs 11 mos
State Registrations16 states
CACTFLILMAMDMENHNJNYOHPARISCVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Rossomando - Financial Advisor | TrueAdvisor