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Sue Thompson

Cambridge Investment Research Advisors, INC.
28 Years of Experience
Paramus, NJ
1 DisclosureBrokerSells Insurance
View SEC Summary
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Sue Thompson is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Paramus, NJ, with 28 years of industry experience. Sue is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Paramus Plaza Iv, 12 Rt 17 North Suite 204, Paramus, NJ, 07652

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History

Regulatory History (1)
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Customer Dispute
June 2025
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Sue works as a real estate agent for Coldwell Banker Realty and as an administrative assistant for Sue Thompson. She is also an independent insurance agent for various independent insurance companies and an advisory representative of a Registered Investment Advisor (RIA), spending full-time hours in this role.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
January 2011 - Present · 15 yrs 9 mos
Cambridge Investment Research, INC.Broker
February 2010 - Present · 16 yrs 8 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
October 2000 - January 2010 · 9 yrs 3 mos
First Union Brokerage Services, INC.Broker
November 1997 - October 2000 · 2 yrs 11 mos
State Registrations18 states
AZCADEFLGAMAMSNCNHNJNYOHPAPRSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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