Calvin Roseberry is a registered investment advisor, based in Greensboro, NC, with 25 years of industry experience.
Location
Greensboro, NC
Get directionsHistory
Regulatory History (1)
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Regulatory
July 2006Final
Other Business Activities
Calvin is an Enterprise Growth Consultant for Avantax Insurance Agency and/or Avantax Insurance Services. Although he holds a North Carolina Life insurance license, he reports that he does not solicit or sell insurance products and spends no time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Investment Services, INC.Broker
January 2021 - September 2025 · 4 yrs 8 mos
Avantax Advisory Services
January 2021 - September 2025 · 4 yrs 8 mos
MML Investors Services, LLC
September 2020 - January 2021 · 4 mos
MML Investors Services, LLCBroker
September 2020 - January 2021 · 4 mos
Franklin Templeton Financial Services CORP.Broker
February 2018 - February 2020 · 2 yrs
Franklin/templeton Distributors, INC.Broker
July 2015 - February 2020 · 4 yrs 7 mos
Palmetto Advisory
March 2014 - June 2015 · 1 yr 3 mos
Palmetto Advisory GroupBroker
March 2014 - June 2015 · 1 yr 3 mos
UBS Financial Services INC.
February 2013 - March 2014 · 1 yr 1 mo
UBS Financial Services INC.Broker
February 2013 - March 2014 · 1 yr 1 mo
Adp Broker-Dealer, INC.Broker
April 2011 - February 2013 · 1 yr 10 mos
Chase Investment Services CORP.
October 2010 - March 2011 · 5 mos
Chase Investment Services CORP.Broker
October 2010 - March 2011 · 5 mos
Summitalliance Advisors, L.L.C.
October 2009 - March 2010 · 5 mos
Summitalliance Securities, L.L.C.Broker
June 2009 - March 2010 · 9 mos
Calton & Associates, INC.
December 2007 - November 2008 · 11 mos
Calton & Associates, INC.Broker
December 2007 - November 2008 · 11 mos
UBS Financial Services INC.
June 1998 - November 2007 · 9 yrs 5 mos
UBS Financial Services INC.Broker
June 1998 - November 2007 · 9 yrs 5 mos
State Registrations2 states
NCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.