Brian Dowery
Brian Dowery is a registered investment advisor at LPL Financial LLC, based in Mamaroneck, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
300 Mamaroneck Avenue, Mamaroneck, NY, 10543
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2009Customer Dispute
February 2009Other Business Activities
Brian operates his LPL business under the DBA Wilmington Advisors @ M&T. He also works as a music instructor for the New York Board of Education, spending about 10-20% of his time on this. Brian owns and operates B.A.D. Cleaning Services LLC, dedicating about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
M&t Securities, INC.Broker
M&t Securities, INC.
Hsbc Securities (USA) INC.Broker
Hsbc Securities (USA) INC.
E*trade Capital Management, LLC
E*trade Securities LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.Broker
Citicorp Investment ServicesBroker
Dreyfus Service CorporationBroker
Gilford Securities IncorporatedBroker
Preston Langley Asset Management, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.