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Claudio Ravinet

27 Years of Experience
Stamford, CT
BrokerSells Insurance

Claudio Ravinet is a registered investment advisor, based in Stamford, CT, with 27 years of industry experience.

Location

2200 Atlantic Street, Suite 200, Stamford, CT, 06902

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Claudio participates in committee meetings and school events for Saint Thomas Episcopal Parish School, dedicating minimal time. He is also the sole manager and registered agent of CESK LLC, managing employment income and expenses, which is a full-time commitment. Additionally, Claudio requested to add fixed annuities and insurance sales, dedicating minimal time to this activity.

Employment History
Current Registrations
Newedge Securities, LLCBroker
February 2022 - Present · 4 yrs 3 mos
New Edge Wealth
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
December 2006 - February 2022 · 15 yrs 2 mos
UBS Financial Services INC.Broker
December 2006 - February 2022 · 15 yrs 2 mos
Banc of America Investment Services, INC.
June 2006 - December 2006 · 6 mos
Banc of America Investment Services, INC.Broker
June 2006 - December 2006 · 6 mos
Lehman Brothers INC.
June 2004 - June 2006 · 2 yrs
Lehman Brothers INC.Broker
September 2000 - June 2006 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1998 - September 2000 · 2 yrs 5 mos
State Registrations40 states
AZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMIMNMOMTNCNHNJNMNYOHOKPAPRRISCTNTXUTVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Claudio Ravinet - Financial Advisor | TrueAdvisor