James Henry
James Henry is a registered investment advisor at Mai Capital Management, LLC, based in Murfreesboro, TN, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 12,787 clients with $30B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10M+ | 0.80% |
MAI negotiates fees at its discretion, resulting in clients under different fee schedules.
Fee Estimator
Location
Murfreesboro, TN
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James works as an independent insurance agent since 2010, dealing with existing life insurance or fixed annuity contracts. He dedicates minimal time to this activity.
Employment History
Current Registrations
Mai Capital Management, LLC
Previous Registrations
Triad Advisors LLCBroker
Onedigital Investment Advisors
Empower Advisory Group, LLC
Empower Financial Services, INC.Broker
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Sageview Advisory Group, LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Independent Financial Partners
LPL Financial LLCBroker
Ing Financial Advisers, LLCBroker
Ing Financial Partners, INC.Broker
Ing Financial Advisers, LLCBroker
Pfic Securities CorporationBroker
Invest Financial CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.