Joseph Moses
Joseph Moses is a registered investment advisor at Halo Investment Services, LLC, based in Lone Tree, CO, with 27 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Maximum fee charged to the advisor is 1.5%, which is negotiable. Fees are paid quarterly in arrears.
Fee Estimator
Location
9800 Schwab Way, Lone Tree, CO, 80124
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2021Other Business ActivitiesSells Insurance
Joseph is an annuity director at Halo Securities since 2022 and an investment adviser representative at Halo Investment Services since 2023. He is also insurance licensed through Halo Investment Insurance Services.
Employment History
Current Registrations
Halo Investment Services, LLC
Halo Securities, LLCBroker
Halo Securities, LLC
Previous Registrations
Sentinus, LLC
Charles Schwab & CO., INC.Broker
TD Ameritrade, INC.Broker
TD Ameritrade, INC.
Tiaa-Cref Advice and Planning Services
Tiaa-Cref Trust Company, Fsb
Tiaa-Cref Individual & Institutional Services, LLCBroker
Teachers Personal Investors Services, INC.Broker
Financial Network Investment CorporationBroker
Mutual of Omaha Investor Services, INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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