Halo Investment Services operates a technology platform and turnkey asset management program designed for financial advisors. Halo Investment Services provides access to a variety of investment strategies managed by third-party sub-advisers or Halo Investment Services itself, focusing heavily on structured notes, fixed income, and growth strategies. Rather than serving individual retail investors directly, Halo Investment Services partners with third-party investment advisors who select strategies and determine suitability for their own clients. Halo Investment Services conducts due diligence on managers, monitors platform strategies, and facilitates trade execution. The firm is affiliated with Halo Securities, a registered broker-dealer, and other entities involved in insurance and technology solutions. Halo Investment Services charges advisors an asset-based fee for platform access and management, and certain advisors may receive technology fee shares based on assets placed on the platform.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Maximum fee charged to the advisor is 1.5%, which is negotiable. Fees are paid quarterly in arrears.