KB
KB

Kristy Lynn Berger

17 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningCharitable GivingInsurance PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
1,843 clients
Average Client Portfolio
$214K average
Assets Under Management
$395.3M

Fee Structure

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Location

8100 E. 22nd, N Bldg. 100-8, Wichita, KS, 67226

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kristy is a sole proprietor of a Registered Investment Advisor (RIA) and handles all management duties, financial planning, and investment management full-time. She is also an independent insurance agent selling life and health insurance, and a partner with her husband in a farm/livestock operation, dedicating a few hours per week to this.

Employment History
Current Registrations
Aurora Private Wealth, INC.
April 2019 - Present · 6 yrs 10 mos
Apw Capital, INC.Broker
August 2010 - Present · 15 yrs 6 mos
Previous Registrations
Planned Professional Advisory
October 2014 - October 2019 · 5 yrs
National Planning CorporationBroker
November 2009 - July 2010 · 8 mos
Main Street Securities, LLCBroker
September 2009 - November 2009 · 2 mos
Pim Financial Services, INC.Broker
July 1999 - May 2001 · 1 yr 10 mos
State Registrations12 states
AZCOKSLAMAMIMNMONCOKTXUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.