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Kristy Berger

Aurora Private Wealth, INC.
18 Years of Experience
Wichita, KS
BrokerSells Insurance
View SEC Summary
View SEC Summary

Kristy Berger is a registered investment advisor at Aurora Private Wealth, INC., based in Wichita, KS, with 18 years of industry experience. Kristy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 1,508 clients with $370M in assets under management.

Aurora Private Wealth, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
1,508 clients
Average Client Portfolio
$248K average
Assets Under Management
$374.0M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.95%

Fees generally range from 0.25% to 2.95% per annum depending on client circumstances, assets under management, and other factors. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

8100 E. 22nd, N Bldg. 100-8, Wichita, KS, 67226

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kristy is a sole proprietor of a Registered Investment Advisor (RIA) and handles all management duties, financial planning, and investment management full-time. She is also an independent insurance agent selling life and health insurance, and a partner with her husband in a farm/livestock operation, dedicating a few hours per week to this.

Employment History
Current Registrations
Aurora Private Wealth, INC.
April 2019 - Present · 7 yrs 6 mos
Apw Capital, INC.Broker
August 2010 - Present · 16 yrs 2 mos
Previous Registrations
Planned Professional Advisory
October 2014 - October 2019 · 5 yrs
National Planning CorporationBroker
November 2009 - July 2010 · 8 mos
Main Street Securities, LLCBroker
September 2009 - November 2009 · 2 mos
Pim Financial Services, INC.Broker
July 1999 - May 2001 · 1 yr 10 mos
State Registrations12 states
AZCOKSLAMAMIMNMONCOKTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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