Lawrence Barocas
Lawrence Barocas is a registered investment advisor at Snowden Capital Advisors LLC, based in San Antonio, TX, with 28 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 5,771 clients with $7.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SCA offers investment management through various programs, typically charging a wrap fee that covers investment advice, trade execution, custody, and reporting. This fee is negotiated with each client and usually ranges from 0.20% to 2.50% of the portfolio's value. In some cases, clients may pay an unbundled advisory fee of up to 3.00% per year, separate from brokerage commissions and transaction charges.
Location
4630 N. Loop 1604 W, Suite 301, San Antonio, TX, 78249
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2010Customer Dispute
January 2009Other Business Activities
Lawrence is a partner in Los Ranchos Americanos, a general partner in Wilton Partners LLC investing in real estate and business interests, and a general partner in Southtown Steel, LTD, a family limited partnership for estate planning and tax purposes. He also serves as a committee member for the Investment Management Consultants Association and a trustee for the Lonestar Art Alliance and Ursinus College, dedicating a few hours per week to these non-profit activities.
Employment History
Current Registrations
Snowden Capital Advisors LLC
Snowden Account Services LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
UBS Financial Services INC.Broker
UBS Financial Services INC.
Salomon Smith Barney INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.