Lawrence Barocas is a registered investment advisor, based in San Antonio, TX, with 28 years of industry experience. Lawrence is also registered as a broker, so some compensation may come from commissions on products sold.
Location
4630 N. Loop 1604 W, Suite 301, San Antonio, TX, 78249
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2010Customer Dispute
January 2009Other Business Activities
Lawrence is a partner in Los Ranchos Americanos, a general partner in Wilton Partners LLC investing in real estate and business interests, and a general partner in Southtown Steel, LTD, a family limited partnership for estate planning and tax purposes. He also serves as a committee member for the Investment Management Consultants Association and a trustee for the Lonestar Art Alliance and Ursinus College, dedicating a few hours per week to these non-profit activities.
Employment History
Current Registrations
Snowden Account Services LLCBroker
Snowden Capital Advisors LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
UBS Financial Services INC.
UBS Financial Services INC.Broker
Salomon Smith Barney INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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