Bratati Mukherjee
Bratati Mukherjee is a registered investment advisor at LPL Financial LLC, based in Gaithersburg, MD, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Gaithersburg, MD
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2008Other Business ActivitiesSells Insurance
Bratati spends minimal time on non-variable insurance through Prosperity Advisors. She also manages real estate rentals for a trust and dedicates full-time hours to Prosperity Advisors as a DBA for her LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Maryland Financial Group, INC.
PNC InvestmentsBroker
PNC Investments
M&t Securities, INC.Broker
M&t Securities, INC.
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Citicorp Investment ServicesBroker
Uvest Investment ServicesBroker
Essex National Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.