Kevin Lyall
Kevin Lyall is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Winston-Salem, NC, with 28 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
1 West 4th Street, Winston-Salem, NC, 27101
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2002Customer Dispute
October 2001Other Business Activities
Kevin is the owner of Vandalay Properties, LLC, a commercial real estate venture. He oversees the books and records, dedicating minimal time to this investment-related activity.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLCBroker
J.J.B. Hilliard, W.L. Lyons, LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.