David Rice
David Rice is a registered investment advisor at LPL Financial LLC, based in Jacksonville, FL, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8367 Baymeadows Way, Jacksonville, FL, 32256
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2021Regulatory
February 2019Other Business Activities
David operates under several DBAs for his LPL business, including Coastline Investment Services, City & Police Investment Services, and Alive Investment Services. He dedicates about a quarter of his time to City & Police Investment Services and about a third of his time to Alive Investment Services.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Swbc Investment Company
Swbc Investment Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.Broker
Amsouth Investment Services, INC.Broker
First Union Brokerage Services, INC.Broker
Signator Investors, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.