James Hughes
James Hughes is a registered investment advisor at LPL Financial LLC, based in Jacksonville, FL, with 33 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
76 S Laura St, Jacksonville, FL, 32202
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2008Other Business Activities
James operates under the DBA Vystar Investment Services for his LPL business since 2016. This activity is investment-related and conducted at the reported business location, taking up nearly all of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Camarda Financial Advisors,inc.
Mcdonald Investments INC.Broker
Key Investments INC.Broker
Tucker Anthony IncorporatedBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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