JH
JH

James Hughes

33 Years of Experience
Jacksonville, FL
1 DisclosureBroker

James Hughes is a registered investment advisor at LPL Financial LLC, based in Jacksonville, FL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

76 S Laura St, Jacksonville, FL, 32202

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008
Settled
Other Business Activities

James operates under the DBA Vystar Investment Services for his LPL business since 2016. This activity is investment-related and conducted at the reported business location, taking up nearly all of his time.

Employment History
Current Registrations
LPL Financial LLC
September 2016 - Present · 9 yrs 8 mos
LPL Financial LLCBroker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2008 - September 2016 · 8 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2008 - September 2016 · 8 yrs 7 mos
UBS Financial Services INC.Broker
September 2005 - February 2008 · 2 yrs 5 mos
UBS Financial Services INC.
August 2005 - February 2008 · 2 yrs 6 mos
Camarda Financial Advisors,inc.
January 2005 - July 2005 · 6 mos
Mcdonald Investments INC.Broker
May 1999 - October 1999 · 5 mos
Key Investments INC.Broker
October 1996 - May 1999 · 2 yrs 7 mos
Tucker Anthony IncorporatedBroker
July 1987 - October 1996 · 9 yrs 3 mos
State Registrations16 states
AKALAZCACOFLGAKSLANCNYOHSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.