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Filiep Sackx
27 Years of Experience
Scotts Valley, CA
3 Disclosures
Filiep Sackx is a registered investment advisor at Kensington Securities, LLC, based in Scotts Valley, CA, with 27 years of industry experience. Filiep operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 120 clients with $74M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
120 clients
Average Client Portfolio
$619K average
Assets Under Management
$74.3M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $1.0M | 1.75% |
| $1.0M - $3.0M | 1.50% |
| $3.0M - $6.0M | 1.25% |
| $6M+ | 1.00% |
Fees may be negotiable. Accounts within the same household may be combined for a reduced fee. These fees are for fee based variable and fixed index annuities.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Scotts Valley, CA
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Regulatory History (3)
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Regulatory
July 2009Final
Employment Separation After Allegations
July 2007Customer Dispute
April 2007Settled
Employment History
Current Registrations
Kensington Securities, LLC
December 2007 - Present · 18 yrs 5 mos
Previous Registrations
Planmember Securities Corporation
October 2006 - July 2007 · 9 mos
Planmember Securities CorporationBroker
July 2006 - July 2007 · 1 yr
Usallianz Securities, INC.Broker
December 2003 - July 2006 · 2 yrs 7 mos
Ogilvie Security Advisors CorporationBroker
November 1999 - December 2002 · 3 yrs 1 mo
Princor Financial Services CorporationBroker
November 1997 - November 1999 · 2 yrs
State Registrations2 states
CATX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.