EW
EW

Earl Wheway

27 Years of Experience
Westport, CT
Broker

Earl Wheway is a registered investment advisor at Morgan Stanley, based in Westport, CT, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

500 Post Road East, 3rd Floor, Westport, CT, 06880

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Earl is a board member for the Catherine Violet Hubbard Animal Sanctuary, a private foundation in Newtown, Connecticut. He spends minimal time on business development and other activities for the sanctuary.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
February 2009 - June 2009 · 4 mos
Morgan Stanley & CO. IncorporatedBroker
February 2009 - June 2009 · 4 mos
UBS Financial Services INC.
November 1999 - February 2009 · 9 yrs 3 mos
UBS Financial Services INC.Broker
October 1998 - February 2009 · 10 yrs 4 mos
State Registrations27 states
AZCACOCTDCFLGAIDILINMAMDMSNCNJNVNYOHORPARISCTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Earl Wheway - Financial Advisor | TrueAdvisor