Jorge Velez
Jorge Velez is a registered investment advisor at Popular Securities, LLC, based in Santurce, PR, with 27 years of industry experience. Jorge is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 2,403 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Popular Securities charges an annual fee for managing your investment portfolio, which has a cap of 2.50% of your total assets in the FMAX Program or 1.10% for the Fixed Income Program. The total fee is negotiated on a case-by-case basis and can be calculated using either a tiered fee schedule (where the rate decreases as your portfolio value increases) or a single flat fee rate applied to all assets.
This fee covers services from Popular Securities, the platform sponsor, and the investment managers, but it does not cover third-party fund expenses, certain trading costs, or custodial fees.
Location
Roberto H. Todd, #100, Santurce, PR, 00976
Get directionsHistory
Regulatory History (11)
Customer Dispute
November 2019Customer Dispute
August 2019Customer Dispute
June 2019Customer Dispute
September 2018Customer Dispute
February 2018Customer Dispute
February 2018Judgment / Lien
December 2016Customer Dispute
June 2016Customer Dispute
October 2015Customer Dispute
September 2014Customer Dispute
November 2011Other Business Activities
Jorge is a director and secretary for Antonio Roig Sucrs, involved in leasing commercial property and real estate development, and secretary for Libra Government Building Inc, acquiring and leasing property for the Humacao Judicial Center, dedicating minimal time to each. He is also a Bailli for Chaine Des Rotisseurs, a gastronomic society.
Employment History
Current Registrations
Popular Securities, LLC
Popular Securities, LLCBroker
Previous Registrations
Popular Securities, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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- Gabriel Vazquez, CFPPopular Securities, LLC