Vincent Bruno is a registered investment advisor, based in Westlake Village, CA, with 26 years of industry experience.
Location
141 Duesenberg Drive, Suite 8, Westlake Village, CA, 91362
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Vincent serves on the board of the Campobello HOA, meeting once a month to approve community changes and ensure proper maintenance. This activity requires minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLC
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
February 2004 - September 2025 · 21 yrs 7 mos
Avantax Investment Services, INC.Broker
October 2001 - September 2025 · 23 yrs 11 mos
UBS Painewebber INC.Broker
April 2000 - October 2001 · 1 yr 6 mos
Dean Witter Reynolds INC.Broker
September 1999 - May 2000 · 8 mos
State Registrations10 states
CACOHIKYMONVOHPATNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.