James Karthaus
James Karthaus is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Conshohocken, PA, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
101 E. 8th Avenue, Suite 100, Conshohocken, PA, 19428
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business ActivitiesSells Insurance
James is a partner and owner of Nautic Financial Group, LLC, which he uses for his advisory and insurance business. He also owns an insurance agency, selling fixed life and fixed annuities, and works as a professor/teacher at The American College of Financial Services, dedicating about a quarter to half of his time to this.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Great Valley Advisor Group, INC.
LPL Financial LLCBroker
Tlg Advisors, INC.
The Leaders Group, INC.Broker
Tlg Advisors, INC.
The Leaders Group, INC.Broker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
P.J. Robb Variable CorporationBroker
The Leaders Group, INC.Broker
Tlg Advisors, INC.
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Hartford Equity Sales Company INC.Broker
Pruco Securities, LLC.Broker
State Registrations8 states
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