Frederic Steele
Frederic Steele is a registered investment advisor at Cetera Investment Advisers LLC, based in Bridgeport, WV, with 28 years of industry experience. Frederic operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
139 W Main Street, Bridgeport, WV, 26330
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frederic is an independent insurance agent selling fixed insurance products since 2010, dedicating nearly full-time hours to this activity. He is also a notary public and a financial professional with Fiest Financial LLC, spending full-time hours on financial services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
The Huntington Investment CompanyBroker
State Registrations10 states
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