Kerry Pennington
Kerry Pennington is a registered investment advisor at The Financial Resource Center, based in Carmel, IN, with 26 years of industry experience. Kerry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Divorce Planning, Education Planning, Estate Planning, and 6 more. Their firm serves 231 clients with $410M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Financial Resource Center's investment management fees are paid quarterly, based on the average daily market value of your investments. The fees will not exceed 2% annually, depending on the complexity, time, and expertise required.
Location
9640 Commerce Drive, Suite 414, Carmel, IN, 46032
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kerry is an independent insurance agent for various independent insurance companies. Kerry also owns rental real estate since 1985, dedicating about 10-20% of their time to this activity, mostly outside of trading hours.
Employment History
Current Registrations
The Financial Resource Center
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
G & W Equity Sales, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.