Robert Scafa is a registered investment advisor at LPL Financial LLC, based in St Louis, MO, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4566 Lemay Ferry Road, St Louis, MO, 63129
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Robert provides investment services through First Community, a DBA for his LPL business. This activity is investment-related and takes up all of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
First Brokerage America, L.L.C.
First Brokerage America, L.L.C.Broker
Natcity Investments, INC.
Natcity Investments, INC.Broker
Umb Financial Services, INC.
Umb Financial Services, INC.Broker
U.S. Bancorp Investments, INC.Broker
Firstar Investment Services,inc.Broker
Mercantile Investment Services, INC.Broker
Olde Discount CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.