Kevin Gotto
Kevin Gotto is a registered investment advisor at Cetera Investment Advisers LLC, based in Sioux City, IA, with 28 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
401 Douglas Street Ste 100, Sioux City, IA, 51101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevin is involved in several businesses, including Partners Advantage-Midwest LLC as Owner/President, and as an independent insurance agent, both full-time roles marketing and selling fixed insurance products. He also dedicates a few hours per week to fixed insurance sales with various companies and is the President of Gotto Wealth Partners, LLC, spending a few hours per week on financial services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Locust Street Securities, INC.Broker
World Securities, INC.Broker
State Registrations37 states
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