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Alexander Lessard

Independent Financial Group, LLC
28 Years of Experience
Alhambra, CA
2 DisclosuresBroker
View SEC Summary
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Alexander Lessard is a registered investment advisor at Independent Financial Group, LLC, based in Alhambra, CA, with 28 years of industry experience. Alexander is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
538 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Alhambra, CA

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2013
Final
Customer Dispute
January 2010
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Alexander owns The Palisades Financial Group, a DBA used for marketing purposes, and dedicates about 10-20% of his time to it. He also serves on the boards of several non-profit organizations and is an adjunct professor, dedicating a few hours per week to each of these activities.

Employment History
Current Registrations
Independent Financial Group, LLCBroker
December 2013 - Present · 12 yrs 10 mos
Independent Financial Group, LLC
May 2010 - Present · 16 yrs 5 mos
Previous Registrations
Afa Advisor Services LLC
May 2009 - April 2010 · 11 mos
Afa Financial Group, LLCBroker
May 2009 - April 2010 · 11 mos
UBS Financial Services INC.
April 2008 - June 2009 · 1 yr 2 mos
UBS Financial Services INC.Broker
March 2008 - June 2009 · 1 yr 3 mos
MML Investors Services, INC.
July 1999 - April 2008 · 8 yrs 9 mos
MML Investors Services, INC.Broker
May 1999 - April 2008 · 8 yrs 11 mos
Pruco Securities CorporationBroker
December 1997 - May 1999 · 1 yr 5 mos
State Registrations3 states
AZCATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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