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Damon Focaracci

28 Years of Experience
San Jose, CA
Broker

Damon Focaracci is a registered investment advisor at Wells Fargo Advisors, based in San Jose, CA, with 28 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1091 Lincoln Ave, San Jose, CA, 95125

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Damon owns rental property and Kornerstone LLC, dedicating minimal time to each. He also owns Damon Focaracci Consulting, a business and development consulting firm, spending minimal time on it as well.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
November 2021 - Present · 4 yrs 10 mos
Wells Fargo Advisors
November 2021 - Present · 4 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
May 2012 - December 2021 · 9 yrs 7 mos
UBS Financial Services INC.Broker
May 2012 - December 2021 · 9 yrs 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - June 2012 · 3 yrs
Morgan Stanley Smith Barney LLC
June 2009 - June 2012 · 3 yrs
Citigroup Global Markets INC.
July 2000 - June 2009 · 8 yrs 11 mos
Citigroup Global Markets INC.Broker
July 2000 - June 2009 · 8 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1998 - July 2000 · 2 yrs 4 mos
State Registrations6 states
AZCAMANHNVPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.