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CFA · CFP
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CFA · CFP

David Mihlon

LPL Financial LLC
22 Years of Experience
Rutherford, NJ
BrokerSells Insurance
View SEC Summary
View SEC Summary

David Mihlon is a CFA, CFP-designated registered investment advisor at LPL Financial LLC, based in Rutherford, NJ, with 22 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

17 Sylvan Street, Suite 106B, Rutherford, NJ, 07070

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David is an insurance agent selling life, health, and annuity products since 2004, dedicating minimal time to this activity. He is also the principal of Park Financial Group since 2004, dedicating full-time hours to this investment-related activity.

Employment History
Current Registrations
LPL Financial LLCBroker
July 2025 - Present · 1 yr 3 mos
LPL Financial LLC
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Cadaret Grant & CO INC
October 2005 - July 2025 · 19 yrs 9 mos
Cadaret, Grant & CO., INC.Broker
October 2005 - July 2025 · 19 yrs 9 mos
AXA Advisors, LLC
August 2004 - October 2005 · 1 yr 2 mos
AXA Advisors, LLCBroker
June 2004 - October 2005 · 1 yr 4 mos
State Registrations15 states
AZCADEFLILLAMANHNJNVNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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