Rowland Pepito is a CFP-designated registered investment advisor, based in Rutherford, NJ, with 19 years of industry experience.
Location
Rutherford, NJ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
American Century Investments Private Client Group, INC.
September 2020 - Present · 5 yrs 8 mos
American Century Investment Services INC.
September 2020 - Present · 5 yrs 8 mos
American Century Investment Services INC.Broker
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
Financial Life Focus, LLC
April 2019 - September 2020 · 1 yr 5 mos
Northwestern Mutual Investment Services,llc
January 2019 - April 2019 · 3 mos
Northwestern Mutual Investment Services, LLCBroker
January 2019 - April 2019 · 3 mos
Ernst & Young Investment Advisers LLP
November 2018 - December 2018 · 1 mo
Strategic Advisers, INC.
August 2016 - September 2017 · 1 yr 1 mo
Fidelity Brokerage Services LLCBroker
August 2016 - September 2017 · 1 yr 1 mo
USAA Financial Planning Services
July 2013 - July 2016 · 3 yrs
USAA Financial Advisors, INC.Broker
July 2013 - July 2016 · 3 yrs
Tiaa-Cref Individual & Institutional Services, LLCBroker
August 2012 - June 2013 · 10 mos
Tiaa-Cref Advice and Planning Services
August 2012 - June 2013 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2011 - August 2012 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2011 - August 2012 · 1 yr 2 mos
Chase Investment Services CORP.
April 2011 - June 2011 · 2 mos
Chase Investment Services CORP.Broker
August 2010 - June 2011 · 10 mos
G-2 Trading,llcBroker
March 2010 - July 2010 · 4 mos
Assent LLCBroker
June 2009 - August 2009 · 2 mos
Echotrade LLCBroker
August 2006 - April 2008 · 1 yr 8 mos
Generic Trading of Philadelphia, LLCBroker
May 2006 - August 2006 · 3 mos
Hold Brothers On-Line Investment Services L.L.C.Broker
May 2003 - July 2004 · 1 yr 2 mos
Andover Capital Partners LLCBroker
March 2003 - May 2003 · 2 mos
Andover Brokerage, L.L.C.Broker
January 2003 - March 2003 · 2 mos
A.B. Watley, INC.Broker
December 2002 - January 2003 · 1 mo
Andover Brokerage, L.L.C.Broker
October 2002 - October 2002 · 0 mos
Worldco, L.L.C.Broker
January 2002 - September 2002 · 8 mos
Andover Brokerage, L.L.C.Broker
September 2001 - February 2002 · 5 mos
Worldco, L.L.C.Broker
August 2001 - October 2001 · 2 mos
State Registrations51 states
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Exams
No exam information available for this advisor.