ML
ML

Mark Laurent

13 Years of Experience
Van Wert, OH
11 DisclosuresBroker

Mark Laurent is a registered investment advisor at Thrivent Investment Management INC., based in Van Wert, OH, with 13 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Retirement Planning. Their firm serves 77,792 clients with $17B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3110 advisors
Number of Clients
77,792 clients
Average Client Portfolio
$225K average
Assets Under Management
$17.5B

Fee Structure

Minimum Investment:$25K

Thrivent Investment Management offers several managed account programs, each with different investment options and strategies. The fees for these programs are based on a percentage of the assets in your account and are negotiable. The specific fee will depend on the program you choose, the assets in your account, and the complexity of your financial situation. Some programs may also have additional fees for tax overlay services or private wealth consulting. The fees are deducted from your account quarterly.

Loading...

Location

712 W Ervin Road, Van Wert, OH, 45891

Get directions

History

Regulatory History (11)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2023
Final
Financial
May 2021
Final
Financial
April 2021
Final
Financial
January 2020
Final
Financial
October 2019
Final
Financial
August 2019
Final
Financial
May 2019
Final
Financial
February 2019
Final
Financial
January 2019
Final
Financial
January 2019
Final
Financial
August 2018
Final
Employment History
Current Registrations
Thrivent Investment Management INC.
April 2018 - Present · 8 yrs 3 mos
Thrivent Investment Management INC.Broker
March 2018 - Present · 8 yrs 4 mos
Previous Registrations
Commonwealth Financial NetworkBroker
April 2002 - December 2005 · 3 yrs 8 mos
Charles Schwab & CO., INC.Broker
August 2000 - December 2001 · 1 yr 4 mos
State Registrations6 states
FLIAILINKYOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Laurent - Financial Advisor | TrueAdvisor