Tracie Mccarthy is a registered investment advisor at Morgan Stanley, based in Syracuse, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
250 South Clinton Street, Suite 500, Syracuse, NY, 13202
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan Stanley
June 2017 - Present · 8 yrs 11 mos
Morgan StanleyBroker
June 2017 - Present · 8 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
October 2009 - June 2017 · 7 yrs 8 mos
Ing Financial Advisers, LLCBroker
August 2007 - May 2009 · 1 yr 9 mos
Ing Financial Advisers, LLCBroker
June 2003 - July 2006 · 3 yrs 1 mo
Citistreet Equities LLCBroker
February 2003 - May 2003 · 3 mos
UBS Painewebber INC.Broker
June 1999 - January 2003 · 3 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.