Susan Mitcham is a registered investment advisor at LPL Financial LLC, based in West Monroe, LA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
West Monroe, LA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Susan was the business owner of CoAx Plus Inc until the cable plant closed in 2007, but she still files tax returns. She also works as a pianist at Hyde Park Baptist Church, dedicating minimal time, and has two DBAs for her LPL business: Mitcham Financial Group LLC and Asset Protection Group LLC, spending about a quarter of her time on Mitcham Financial Group LLC and a few hours per week on Asset Protection Group LLC.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
Banc One Securities Corporation
Banc One Securities CorporationBroker
Washington Square Securities, INC.Broker
Walnut Street Securities, INC.Broker
New England SecuritiesBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.