John Busey
John Busey is a registered investment advisor at Lifemark Securities CORP., based in Alpharetta, GA, with 26 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,434 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LifeMark Securities Corp. charges a fee based on a percentage of your account value for investment advisory services. This fee is negotiable and depends on the account value, investment program, service level, and complexity of your financial situation. The fee ranges from 0.35% to 0.5% depending on the asset level, with a maximum of 2.0%. Additional fees may include custodian fees, platform fees, manager fees, and transaction fees. The fees are deducted directly from your account monthly or quarterly.
Location
12705 Century Drive, Suite A, Alpharetta, GA, 30009
Get directionsHistory
Regulatory History (5)
Employment Separation After Allegations
May 2017Judgment / Lien
June 2013Customer Dispute
October 2011Judgment / Lien
May 2010Judgment / Lien
July 2009Other Business ActivitiesSells Insurance
John is the president of SAEG, Inc., an S-Corp used to control income and expenses, dedicating about 10-20% of his time. He also works as an independent insurance agent, occasionally selling and servicing life insurance, which takes minimal time.
Employment History
Current Registrations
Lifemark Securities CORP.
Lifemark Securities CORP.
Lifemark Securities CORP.Broker
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Sunamerica Securities, INC.Broker
Financial Network Investment CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.