TrueAdvisor
TrueAdvisor
JB
JB

John Busey

Lifemark Securities CORP.
26 Years of Experience
Alpharetta, GA
5 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

John Busey is a registered investment advisor at Lifemark Securities CORP., based in Alpharetta, GA, with 26 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,053 clients with $420M in assets under management.

Lifemark Securities CORP.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
80 advisors
Number of Clients
1,053 clients
Average Client Portfolio
$404K average
Assets Under Management
$424.9M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Representative fees generally range from 0.35% to 0.5% based on asset level, up to a maximum of 2.0%. Total client fees may exceed 2.0% depending on program selection and third-party manager fees. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

12705 Century Drive, Suite A, Alpharetta, GA, 30009

Get directions

History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2017
Judgment / Lien
June 2013
Customer Dispute
October 2011
Settled
Judgment / Lien
May 2010
Judgment / Lien
July 2009
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John is the president of SAEG, Inc., an S-Corp used to control income and expenses, dedicating about 10-20% of his time. He also works as an independent insurance agent, occasionally selling and servicing life insurance, which takes minimal time.

Employment History
Current Registrations
Lifemark Securities CORP.
September 2017 - Present · 9 yrs 1 mo
Lifemark Securities CORP.
August 2017 - Present · 9 yrs 2 mos
Lifemark Securities CORP.Broker
August 2017 - Present · 9 yrs 2 mos
Previous Registrations
Invest Financial Corporation
January 2005 - May 2017 · 12 yrs 4 mos
Invest Financial CorporationBroker
January 2005 - May 2017 · 12 yrs 4 mos
Sunamerica Securities, INC.Broker
January 2002 - February 2005 · 3 yrs 1 mo
Financial Network Investment CorporationBroker
December 1997 - February 2000 · 2 yrs 2 mos
State Registrations7 states
CACOFLGALATNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Alpharetta, GA →All financial advisors in Georgia →