HA
CFP
HA
CFP

Hasan Ali

27 Years of Experience
Atlanta, GA
Broker

Hasan Ali is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Atlanta, GA, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1050 Crown Pointe Pkwy., Suite 500, Atlanta, GA, 30338

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Hasan is an officer (secretary) of Ali International Management, though it is not an active business. He spends minimal time on this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2022 - Present · 3 yrs 11 mos
Raymond James Financial Services, INC.Broker
October 2022 - Present · 3 yrs 11 mos
Previous Registrations
American Wealth Management, INC.Broker
April 2003 - October 2022 · 19 yrs 6 mos
American Wealth Management, INC.
April 2003 - October 2022 · 19 yrs 6 mos
AXA Advisors, LLC
February 2003 - May 2003 · 3 mos
AXA Advisors, LLCBroker
February 2003 - May 2003 · 3 mos
Morgan Stanley Dw INC.Broker
July 2001 - November 2002 · 1 yr 4 mos
Washington Square Securities, INC.Broker
February 2000 - July 2001 · 1 yr 5 mos
New England SecuritiesBroker
February 1998 - December 1999 · 1 yr 10 mos
State Registrations10 states
CAFLGAMAMDNCNYSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.