Brett Lauinger
Brett Lauinger is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Fort Dodge, IA, with 28 years of industry experience. Brett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
1523 2nd Ave N, Fort Dodge, IA, 50501
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brett may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also has a small ownership stake in Lauinford LLC, which leases office space to his primary business location, dedicating minimal time to this.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Northwestern Mutual Investment Services,llc
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.