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Duane Aponte

28 Years of Experience
Arlington, TX
1 DisclosureBroker

Duane Aponte is a registered investment advisor at PNC Wealth Management, based in Arlington, TX, with 28 years of industry experience. Duane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities. Their firm serves 157,536 clients with $27B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1116 advisors
Number of Clients
157,536 clients
Average Client Portfolio
$168K average
Assets Under Management
$26.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1.0M - $2.0M1.25%
$2.0M - $4.0M1.00%
$4M+1.00%

Fees negotiable for accounts over $4,000,000. From time-to-time, we offer discounted pricing programs at our discretion. For example, current employees of PNCWM and their immediate family members are eligible for employee pricing.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

701 Highlander Boulevard, Arlington, TX, 76015

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History

Regulatory History (1)
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Customer Dispute
October 2018
Denied
Employment History
Current Registrations
PNC Wealth Management
August 2021 - Present · 4 yrs 9 mos
PNC Wealth Management LLCBroker
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Bbva Securities INC.Broker
May 2013 - August 2021 · 8 yrs 3 mos
PNC Managed Account Solutions, INC.
October 2010 - August 2021 · 10 yrs 10 mos
St Johns Wealth Management
April 2010 - October 2010 · 6 mos
Bbva Compass Investment Solutions, INC.
March 2010 - October 2010 · 7 mos
Bbva Compass Investment Solutions, INCBroker
February 2008 - May 2013 · 5 yrs 3 mos
First Brokerage America, L.L.C.Broker
January 2006 - January 2008 · 2 yrs
Ifmg Securities, INC.
December 2004 - January 2006 · 1 yr 1 mo
Ifmg Securities, INC.Broker
December 2004 - January 2006 · 1 yr 1 mo
Comerica SecuritiesBroker
November 2003 - January 2005 · 1 yr 2 mos
Comercia Securities
November 2003 - January 2005 · 1 yr 2 mos
AXA Advisors, LLC
December 2002 - November 2003 · 11 mos
AXA Advisors, LLCBroker
November 2002 - November 2003 · 1 yr
Fidelity Brokerage Services LLCBroker
July 1999 - October 2002 · 3 yrs 3 mos
Fidelity Investments Institutional Services Company, INC.Broker
January 1998 - July 1999 · 1 yr 6 mos
State Registrations10 states
CAFLILMONJNMOKPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Duane Aponte - Financial Advisor | TrueAdvisor