TrueAdvisor
TrueAdvisor
TT
TT

Tracy Timmerman

Fifth Third Securities, INC.
27 Years of Experience
St. Petersburg, FL
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Tracy Timmerman is a registered investment advisor at Fifth Third Securities, INC., based in St. Petersburg, FL, with 27 years of industry experience. Tracy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.

Fifth Third Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1009 advisors
Number of Clients
47,014 clients
Average Client Portfolio
$232K average
Assets Under Management
$10.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $750K1.25%
$750K - $1.0M1.10%
$1.0M - $2.0M1.00%
$2M+0.80%

Fees are negotiable. Maximum fee is 1.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2201 66th St. N, St. Petersburg, FL, 33710

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2017
Final
Customer Dispute
June 1999
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Tracy is a hotspot host in St. Petersburg, FL, dedicating minimal time to this activity. This activity is not securities related and will not interfere with her duties at the firm.

Employment History
Current Registrations
Fifth Third Securities, INC.
October 2018 - Present · 8 yrs
Fifth Third Securities, INC.Broker
April 2017 - Present · 9 yrs 6 mos
Previous Registrations
Mwa Financial Services INC.Broker
June 2011 - October 2016 · 5 yrs 4 mos
MML Investors Services, LLC
February 2008 - April 2011 · 3 yrs 2 mos
MML Investors Services, LLCBroker
January 2008 - April 2011 · 3 yrs 3 mos
Sunset Financial Services, INC.Broker
August 2007 - January 2008 · 5 mos
American Wealth Services, LLC
February 2007 - August 2007 · 6 mos
Foresters Equity Services, INC.Broker
October 2002 - January 2007 · 4 yrs 3 mos
Nylife Securities INC.Broker
August 2002 - October 2002 · 2 mos
American Express Financial Advisors, INC.
February 1998 - July 2002 · 4 yrs 5 mos
American Express Financial Advisors INC.Broker
January 1998 - July 2002 · 4 yrs 6 mos
Ids Life Insurance CompanyBroker
January 1998 - July 2002 · 4 yrs 6 mos
State Registrations2 states
CAFL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in St. Petersburg, FL →All financial advisors in Florida →