RB
RB

Robert Brennan

53 Years of Experience
Greenwood Village, CO
2 DisclosuresBroker

Robert Brennan is a registered investment advisor at Wells Fargo Advisors, based in Greenwood Village, CO, with 53 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5613 Dtc Pkwy, Ste 1000, Greenwood Village, CO, 80111

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 1992
Settled
Customer Dispute
February 1992
Award / Judgment
Employment History
Current Registrations
Wells Fargo Advisors
August 1999 - Present · 27 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
April 1999 - Present · 27 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - March 1999 · 20 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
August 1973 - September 1978 · 5 yrs 1 mo
State Registrations15 states
AZCACOFLIAKSMAMIMNMONJOKTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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