SS
CFP
SS
CFP

Samantha Stringer

12 Years of Experience
Greenwood Village, CO
1 DisclosureBroker

Samantha Stringer is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Greenwood Village, CO, with 12 years of industry experience. Samantha is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5613 Dtc Pkwy, Ste 1000, Greenwood Village, CO, 80111

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History

Regulatory History (1)
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Criminal
January 2014
Final Disposition
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
September 2024 - Present · 2 yrs 1 mo
Wells Fargo Advisors
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
I.M. Financial, LLC
June 2023 - September 2024 · 1 yr 3 mos
Merit Financial Advisors
August 2020 - September 2024 · 4 yrs 1 mo
LPL Financial LLCBroker
August 2020 - August 2024 · 4 yrs
Fidelity Personal and Workplace Advisors
May 2019 - June 2020 · 1 yr 1 mo
Fidelity Brokerage Services LLCBroker
April 2019 - June 2020 · 1 yr 2 mos
Waddell & Reed
August 2017 - December 2018 · 1 yr 4 mos
Waddell & ReedBroker
August 2017 - December 2018 · 1 yr 4 mos
Waddell & ReedBroker
January 2014 - September 2016 · 2 yrs 8 mos
Waddell & Reed
January 2014 - September 2016 · 2 yrs 8 mos
Waddell & Reed
March 2013 - November 2013 · 8 mos
Waddell & Reed, INC.Broker
February 2013 - November 2013 · 9 mos
State Registrations30 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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