SC
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Scott Cork

25 Years of Experience
Indianapolis, IN
Broker

Scott Cork is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Indianapolis, IN, with 25 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

600 E 96th St Ste 100, Indianapolis, IN, 46240

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
May 2005 - Present · 21 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
November 2004 - Present · 21 yrs 10 mos
Previous Registrations
TD Waterhouse Investor Services, INC.
June 2003 - November 2003 · 5 mos
TD Waterhouse Investor Services, INC.Broker
June 1999 - November 2003 · 4 yrs 5 mos
State Registrations2 states
ILIN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Cork - Financial Advisor | TrueAdvisor