RM
RM

Richard Moore

25 Years of Experience
Westborough, MA
Broker

Richard Moore is a registered investment advisor at Cetera Investment Advisers LLC, based in Westborough, MA, with 25 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1800 West Park Dr Ste 150, Westborough, MA, 01581

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Richard operates CCR Wealth Management, dedicating nearly full-time hours to financial services. He also works as a notary public and owns a travel baseball program, dedicating minimal time to each.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
January 2004 - Present · 22 yrs 4 mos
Previous Registrations
Cetera Advisors LLC
May 2007 - March 2024 · 16 yrs 10 mos
Vestax Securities CorporationBroker
May 2003 - January 2004 · 8 mos
UBS Painewebber INC.Broker
January 2002 - October 2002 · 9 mos
Morgan Stanley Dw INC.Broker
June 2000 - January 2002 · 1 yr 7 mos
Franklin Financial Services CorporationBroker
October 1999 - June 2000 · 8 mos
Nathan & Lewis Securities, INC.Broker
July 1999 - October 1999 · 3 mos
State Registrations12 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Moore - Financial Advisor | TrueAdvisor