Anthony Hood is a registered investment advisor at Principal Asset Management, based in Charlotte, NC, with 27 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Real Estate Investing, and 1 more. Their firm serves 8,205 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50.0M | 0.60% |
| $50.0M - $100.0M | 0.55% |
| $100M+ | 0.50% |
Fees vary widely depending on the specific equity, fixed income, or alternative strategy chosen. The representative schedule shown reflects standard international equity or similar core strategies. Many strategies feature different tiers, minimum account sizes ranging from $10 million to $50 million, and negotiable rates for larger accounts.
Fee Estimator
Location
401 McCullough Dr, Ste 200, Charlotte, NC, 28262
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Anthony is an access/supervised person of Principal Global Investors, LLC. He is also a partner in BJ&G Family Properties, LLC, a private real estate holding company, and owner of CABBA, LLC, another real estate holding company, dedicating minimal time to each.
Employment History
Current Registrations
Principal Asset Management
Principal Funds Distributor, INC.
Principal Funds Distributor, INC.Broker
Previous Registrations
Mutual of Omaha Investor Services, INC.Broker
Transamerica Investment Management, LLC
Transamerica Capital, INC.Broker
Evergreen Investment Services, INC.Broker
Dean Witter Reynolds INC.Broker
Ameritas Investment CORP.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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