Anthony Hood is a registered investment advisor at Principal Asset Management, based in Charlotte, NC, with 27 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7,399 clients with $360B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Principal AM's fees are generally based on a percentage of the value of the assets they manage or a fixed fee. Fees can vary and may be negotiable depending on factors like the client's relationship with Principal AM, the number of accounts managed, the size of the account, and the services provided. Fees and allocations can be fixed, fixed plus performance-based, or performance-based only. Certain fixed fees are required to be paid up front.
Location
401 McCullough Dr, Ste 200, Charlotte, NC, 28262
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Anthony is an access/supervised person of Principal Global Investors, LLC. He is also a partner in BJ&G Family Properties, LLC, a private real estate holding company, and owner of CABBA, LLC, another real estate holding company, dedicating minimal time to each.
Employment History
Current Registrations
Principal Asset Management
Principal Funds Distributor, INC.
Principal Funds Distributor, INC.Broker
Previous Registrations
Mutual of Omaha Investor Services, INC.Broker
Transamerica Investment Management, LLC
Transamerica Capital, INC.Broker
Evergreen Investment Services, INC.Broker
Dean Witter Reynolds INC.Broker
Ameritas Investment CORP.Broker
State Registrations4 states
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