AR
AR
Anna Rice
28 Years of Experience
Dallas, TX
1 Disclosure
Anna Rice is a registered investment advisor at Brokaw Rice Investment Advisors, Incorporated, based in Dallas, TX, with 28 years of industry experience. Anna operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 18 clients with $6.2M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
18 clients
Average Client Portfolio
$344K average
Assets Under Management
$6.2M
Fee Structure
Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.20% |
Fees are negotiable and currently range between 0.0% and 1.2% per year.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
Dallas, TX
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2014Final
Other Business Activities
Anna is a Talent Solutions Director at ServiceNow, managing human resources talent acquisition. This activity is not investment-related.
Employment History
Current Registrations
Brokaw Rice Investment Advisors, Incorporated
January 1998 - Present · 28 yrs 4 mos
State Registrations2 states
FLTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.