JR
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James Rice
11 Years of Experience
Dallas, TX
2 Disclosures
James Rice is a registered investment advisor at Brokaw Rice Investment Advisors, Incorporated, based in Dallas, TX, with 11 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 18 clients with $6.2M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
18 clients
Average Client Portfolio
$344K average
Assets Under Management
$6.2M
Fee Structure
Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.20% |
Fees are negotiable and currently range between 0.0% and 1.2% per year.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Dallas, TX
Get directionsHistory
Regulatory History (2)
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Regulatory
April 2014Final
Criminal
August 1990Final Disposition
Other Business Activities
James works as a manager in the finance group at AT&T Corporation. He spends nearly full-time hours at AT&T during regular business hours.
Employment History
Current Registrations
Brokaw Rice Investment Advisors, Incorporated
April 2014 - Present · 12 yrs 1 mo
State Registrations2 states
FLTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.