John Palko is a CFP-designated registered investment advisor, based in Charlotte, NC, with 26 years of industry experience.
Location
8700 Barrelli Court, Charlotte, NC, 28277
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is the Vice President of Reavencrest Homeowners Association since 2019, dedicating a few hours per week. He also owns ncscplanning.com, a website domain referenced as a business name, spending minimal time on it.
Employment History
Current Registrations
Capital Investment Group, INC.Broker
Capital Investment Advisory Services, LLC
Previous Registrations
Bb&t Securities, LLC
Bb&t Securities, LLCBroker
Scott & Stringfellow, LLC
Scott & Stringfellow, LLCBroker
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
Salomon Smith Barney INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.