TrueAdvisor
TrueAdvisor
WR
WR

William Robertson

LPL Financial LLC
28 Years of Experience
Bargersville, IN
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

William Robertson is a registered investment advisor at LPL Financial LLC, based in Bargersville, IN, with 28 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

42 South State Road 135, Bargersville, IN, 46106

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
April 2019
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William operates his LPL business through Bill Robertson & Associates, Inc., dedicating full-time hours. He is also a sole proprietor selling non-variable insurance, spending minimal time on it during securities trading, and operates RGS Financial Group as a DBA for his LPL business, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLCBroker
June 2019 - Present · 7 yrs 4 mos
LPL Financial LLC
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Ameriprise Financial Services, INC.
June 2011 - June 2019 · 8 yrs
Ameriprise Financial Services, INC.Broker
June 2011 - June 2019 · 8 yrs
Imbb Investment Advisors
February 2008 - June 2011 · 3 yrs 4 mos
Imbb Investment Advisors
July 1999 - December 2007 · 8 yrs 5 mos
Indiana Merchant Banking and Brokerage CO., INC.Broker
July 1999 - June 2011 · 11 yrs 11 mos
Painewebber IncorporatedBroker
February 1998 - July 1999 · 1 yr 5 mos
State Registrations13 states
AZCAFLILINMIMONCNYOHTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Bargersville, IN →All financial advisors in Indiana →